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ELLSWORTH GROWTH & INCOME FUND LTD

CIK: 0000793040 ECF Fixed Income
Report date: 2026-03-02
AUM $170M
Expense Ratio
Category Fixed Income
State DE
Fiscal Year End
Inception Date
Manager
Latest Filing 2026-03-02

About this Fund

ELLSWORTH GROWTH & INCOME FUND LTD is a reputable mutual fund company dedicated to providing expert asset management solutions to a diverse range of investors, from individual retail clients to institutional partners. With a strong focus on wealth management and investment portfolio optimization, the company offers a comprehensive suite of mutual fund products, including equity, debt, hybrid, and specialty funds, designed to cater to varying investor risk profiles and financial objectives. By leveraging its extensive research capabilities and investment expertise, ELLSWORTH GROWTH & INCOME FUND LTD aims to deliver consistent long-term growth and income generation, while minimizing risk and maximizing returns for its valued clients. The company's investment approach is centered on a disciplined, fundamentals-driven methodology, which involves meticulous security selection, rigorous portfolio monitoring, and ongoing risk assessment to ensure that each fund is aligned with its stated investment objectives. For investors seeking a systematic and convenient way to invest in mutual funds, ELLSWORTH GROWTH & INCOME FUND LTD also offers a systematic investment plan (SIP) facility, allowing them to invest a fixed amount of money at regular intervals, thereby promoting a disciplined approach to wealth accumulation. With a steadfast commitment to transparency, accountability, and investor satisfaction, ELLSWORTH GROWTH & INCOME FUND LTD has established itself as a trusted partner for investors seeking to achieve their financial goals, whether it be wealth creation, income generation, or capital preservation. The company's experienced team of investment professionals, backed by a robust infrastructure and state-of-the-art technology, works tirelessly to stay ahead of the curve, identifying emerging trends and opportunities, and adapting to changing market conditions to ensure that its mutual fund offerings remain competitive and aligned with the evolving needs of its clients. As a result, investors can trust ELLSWORTH GROWTH & INCOME FUND LTD to provide them with a comprehensive range of investment solutions, backed by a proven track record of performance, and a unwavering dedication to helping them achieve their investment objectives, making it an ideal choice for those seeking a reliable and experienced mutual fund company to manage their wealth and secure their financial future. With its strong foundation, expertise, and commitment to excellence, ELLSWORTH GROWTH & INCOME FUND LTD continues to be a preferred asset management partner for investors, providing them with a wide range of investment options, including mutual funds, and a personalized approach to wealth management, ensuring that each client receives tailored solutions to meet their unique investment needs and goals.

Holdings

From latest SEC N-PORT filing · US-listed stocks only

56 positions
# Security Name CUSIP Asset Type Weight % Value ($M) Quantity
1 PI IMPINJ INC Since 2026-05-10 453204AE9 Debt
0.09%
$0.15 150,000
2 T AT&T Inc Since 2026-05-10 00206R102 Equity (Common)
0.87%
$1.49 60,000
3 NEE NEXTERA ENERGY INC Since 2026-05-10 65339F119 Equity (Preferred)
1.14%
$1.95 40,000
4 NVMI NOVA LTD Since 2026-05-10 66982MAA2 Debt
1.17%
$1.99 1,600,000
5 ZTS ZOETIS INC Since 2026-05-10 98978VAY9 Debt
1.21%
$2.06 2,000,000
6 COIN COINBASE GLOBAL INC Since 2026-05-10 19260QAF4 Debt
0.72%
$1.23 1,200,000
7 WULF TERAWULF INC Since 2026-05-10 88080TAE4 Debt
0.10%
$0.17 200,000
8 CELC CELCUITY INC Since 2026-05-10 15102KAA8 Debt
0.30%
$0.52 237,000
9 OSIS OSI SYSTEMS INC Since 2026-05-10 671044AF2 Debt
1.53%
$2.60 1,750,000
10 PI IMPINJ INC Since 2026-05-10 453204AD1 Debt
0.48%
$0.82 500,000
11 PLUG PLUG POWER INC Since 2026-05-10 72919PAG8 Debt
1.17%
$2.00 2,000,000
12 NBR NABORS INDUSTRIES INC Since 2026-05-10 62957HAL9 Debt
1.08%
$1.83 2,250,000
13 TEM TEMPUS AI INC Since 2026-05-10 88023BAD5 Debt
1.41%
$2.40 2,250,000
14 WT WISDOMTREE INC Since 2026-05-10 97717PAH7 Debt
1.84%
$3.13 2,600,000
15 BWXT BWX TECHNOLOGIES INC Since 2026-05-10 05605HAD2 Debt
0.84%
$1.43 1,500,000
16 PCT PURECYCLE TECHNOLOGIES Since 2026-05-10 74623VAB9 Debt
0.89%
$1.51 1,500,000
17 CLSK CLEANSPARK INC Since 2026-05-10 18452BAD2 Debt
1.86%
$3.17 4,200,000
18 BKSY BLACKSKY TECHNOLOGY INC Since 2026-05-10 09263BAA6 Debt
0.94%
$1.60 1,500,000
19 SRPT SAREPTA THERAPEUTICS INC Since 2026-05-10 803607AE0 Debt
1.84%
$3.14 3,900,000
20 MIR MIRION TECHNOLOGIES INC Since 2026-05-10 60471AAA9 Debt
1.17%
$1.99 1,600,000
21 VZ Verizon Communications Inc Since 2026-05-10 92343V104 Equity (Common)
1.19%
$2.04 50,000
22 AKAM AKAMAI TECHNOLOGIES INC Since 2026-05-10 00971TAP6 Debt
1.30%
$2.22 2,000,000
23 ASTS AST SPACEMOBILE INC Since 2026-05-10 00217DAE0 Debt
1.00%
$1.70 1,700,000
24 INDI INDIE SEMICONDUCTOR INC Since 2026-05-10 45569UAC5 Debt
1.22%
$2.08 2,000,000
25 WULF TERAWULF INC Since 2026-05-10 88080TAC8 Debt
0.42%
$0.71 600,000
26 AG FIRST MAJESTIC SILVER Since 2026-05-10 32076VAE3 Debt
0.10%
$0.17 150,000
27 BBIO BRIDGEBIO PHARMA INC Since 2026-05-10 10806XAH5 Debt
2.55%
$4.35 2,500,000
28 ADTN ADTRAN HOLDINGS INC Since 2026-05-10 00486HAA3 Debt
0.79%
$1.35 1,250,000
29 TMDX TRANSMEDICS GROUP INC Since 2026-05-10 89377MAB5 Debt
1.32%
$2.25 1,500,000
30 RIOT RIOT PLATFORMS INC Since 2026-05-10 767292AB1 Debt
1.43%
$2.44 2,150,000
31 EQIX Equinix Inc Since 2026-05-10 29444U700 Equity (Common)
1.80%
$3.06 4,000
32 FOUR SHIFT4 PAYMENTS INC Since 2026-05-10 82452J307 Equity (Preferred)
1.44%
$2.46 30,698
33 MP MP MATERIALS CORP Since 2026-05-10 553368AC5 Debt
1.61%
$2.75 1,100,000
34 URG UR ENERGY INC Since 2026-05-10 91688RAA6 Debt
0.07%
$0.12 100,000
35 WEC WEC ENERGY GROUP INC Since 2026-05-10 92939UAR7 Debt
1.68%
$2.86 2,450,000
36 COGT COGENT BIOSCIENCES INC Since 2026-05-10 19240QAA0 Debt
0.24%
$0.41 350,000
37 FE FIRSTENERGY CORP Since 2026-05-10 337932AU1 Debt
1.90%
$3.24 3,000,000
38 COIN COINBASE GLOBAL INC Since 2026-05-10 19260QAJ6 Debt
0.32%
$0.54 600,000
39 ANIP ANI PHARMACEUTICALS INC Since 2026-05-10 00182CAC7 Debt
1.48%
$2.52 2,000,000
40 AVAV AEROVIRONMENT INC Since 2026-05-10 008073AA6 Debt
1.60%
$2.72 2,500,000
41 LEU CENTRUS ENERGY CORP Since 2026-05-10 15643UAF1 Debt
0.98%
$1.68 1,300,000
42 SOFI SOFI TECHNOLOGIES INC Since 2026-05-10 83406FAC6 Debt
1.66%
$2.83 1,000,000
43 PGY PAGAYA TECHNOLOGIES LTD Since 2026-05-10 69549FAB5 Debt
1.18%
$2.01 1,100,000
44 ARRY ARRAY TECHNOLOGIES INC Since 2026-05-10 04271TAC4 Debt
0.68%
$1.16 800,000
45 PYPL PayPal Holdings Inc Since 2026-05-10 70450Y103 Equity (Common)
0.45%
$0.76 13,000
46 TMUS T-Mobile US Inc Since 2026-05-10 872590104 Equity (Common)
1.74%
$2.97 14,619
47 LITE LUMENTUM HOLDINGS INC Since 2026-05-10 55024UAJ8 Debt
2.20%
$3.75 1,750,000
48 AVGO Broadcom Inc Since 2026-05-10 11135F101 Equity (Common)
3.47%
$5.91 17,080
49 TVTX TRAVERE THERAPEUTICS INC Since 2026-05-10 89422GAA5 Debt
0.84%
$1.43 1,000,000
50 BOX BOX INC Since 2026-05-10 10316TAD6 Debt
1.72%
$2.92 3,000,000
51 EXK ENDEAVOUR SILVER CORP Since 2026-05-10 29258YAA1 Debt
0.48%
$0.82 750,000
52 OSIS OSI SYSTEMS INC Since 2026-05-10 671044AG0 Debt
0.17%
$0.30 300,000
53 UUUU ENERGY FUELS INC Since 2026-05-10 292671AC8 Debt
0.40%
$0.68 650,000
54 UBER UBER TECHNOLOGIES INC Since 2026-05-10 90353TAM2 Debt
1.63%
$2.78 2,140,000
55 NET CLOUDFLARE INC Since 2026-05-10 18915MAE7 Debt
0.24%
$0.41 380,000
56 AMD Advanced Micro Devices Inc Since 2026-05-10 007903107 Equity (Common)
0.63%
$1.07 5,000
Frequently Asked Questions — ELLSWORTH GROWTH & INCOME FUND LTD
What type of mutual fund is ELLSWORTH GROWTH & INCOME FUND LTD?
ELLSWORTH GROWTH & INCOME FUND LTD is a SEC-registered Fixed Income fund, with $170M in assets under management. Fixed Income funds invest in bonds, government securities, and other debt instruments, seeking regular income and capital preservation. They are generally considered lower risk than equity funds but are sensitive to changes in interest rates — when rates rise, bond prices typically fall. Fixed income funds are commonly used by income-oriented investors or as a portfolio stabiliser alongside equities. As of its latest SEC N-PORT filing, ELLSWORTH GROWTH & INCOME FUND LTD holds 56 portfolio positions, all detailed in the holdings table on this page.
What are ELLSWORTH GROWTH & INCOME FUND LTD's assets under management (AUM)?
ELLSWORTH GROWTH & INCOME FUND LTD has $170M in assets under management (AUM) according to its most recent SEC N-PORT filing on StockSifting. AUM represents the total market value of all securities and other assets held by the fund as of the report date. A larger AUM generally signals a more established fund with greater institutional adoption, more trading liquidity, and potentially lower per-unit operational costs due to economies of scale. AUM changes daily as market prices fluctuate and as investors purchase or redeem fund shares — the figure shown here reflects the most recently available N-PORT disclosure, not the current real-time value. For the live figure, consult the fund's official website or its latest SEC EDGAR filing.
What are ELLSWORTH GROWTH & INCOME FUND LTD's top holdings?
According to ELLSWORTH GROWTH & INCOME FUND LTD's most recent SEC N-PORT filing, the fund's largest holdings by portfolio weight include IMPINJ INC, AT&T Inc, NEXTERA ENERGY INC , among others. The complete list of all 56 holdings — including CUSIP, asset type, portfolio weight percentage, dollar value, and share quantity — is available in the holdings table above. Holdings data is sourced directly from SEC EDGAR N-PORT filings and reflects the fund's positions as of the report date shown at the top of this page. Due to the 60-day SEC disclosure lag, these positions may differ from the fund's current portfolio. For the latest holdings before public release, refer to SEC EDGAR directly.
What is ELLSWORTH GROWTH & INCOME FUND LTD's expense ratio?
Expense ratio data for ELLSWORTH GROWTH & INCOME FUND LTD is not currently available in StockSifting's database. The expense ratio is the annual fee charged by a mutual fund as a percentage of your investment, covering management fees and operational costs. It is one of the most important factors affecting net long-term returns — lower expense ratios allow more of a fund's gross performance to flow through to investors. For the most accurate and current expense ratio, refer to the fund's official prospectus or its SEC EDGAR filings. You can also contact us if you believe this data should be present.
Where can I find ELLSWORTH GROWTH & INCOME FUND LTD's SEC filings?
ELLSWORTH GROWTH & INCOME FUND LTD is required to file monthly portfolio reports (Form N-PORT) with the U.S. Securities and Exchange Commission (SEC). Its SEC Central Index Key (CIK) is 0000793040. You can access all of ELLSWORTH GROWTH & INCOME FUND LTD's SEC filings — including N-PORT holdings disclosures, annual reports (Form N-CEN), and registration statements — directly on SEC EDGAR (CIK: 0000793040). N-PORT filings disclose the fund's complete portfolio holdings, fair value measurements, and certain risk metrics as of each filing period end date. StockSifting automatically parses these filings to populate the holdings table, AUM figures, and expense ratio displayed on this page, making the raw EDGAR data accessible without needing to download and parse XML files manually.
How current is ELLSWORTH GROWTH & INCOME FUND LTD's holdings data on StockSifting?
Holdings data for ELLSWORTH GROWTH & INCOME FUND LTD on StockSifting is sourced from its most recent SEC EDGAR N-PORT filing. Under SEC rules, registered investment companies must file N-PORT reports monthly, but these are made publicly available approximately 60 days after the reporting period end date. This means the holdings shown on this page reflect the fund's portfolio from roughly two months prior — not today's exact positions. The Report date displayed at the top of this page indicates exactly when the underlying data was current. If the fund has made significant portfolio changes since that date — responding to market events, earnings releases, or macro shifts — those changes will not be reflected here until the next N-PORT filing is released. For the most up-to-date holdings before the public disclosure window, refer to the fund's official website or SEC EDGAR directly. StockSifting is best used for fundamental research and historical portfolio analysis, not real-time trading decisions.