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Principal Exchange-Traded Funds

CIK: 0001572661 Equity
Report date: 2026-05-13
AUM $67M
Expense Ratio
Category Equity
State DE
Fiscal Year End
Inception Date
Manager
Latest Filing 2026-05-13

Holdings

From latest SEC N-PORT filing · US-listed stocks only

40 positions
# Security Name CUSIP Asset Type Weight % Value ($M) Quantity
1 T AT&T INC Since 2026-07-07 00206R508 Equity (Preferred)
0.33%
$0.22 11,381
2 T AT&T INC Since 2026-07-07 00206R706 Equity (Preferred)
0.42%
$0.28 15,395
3 ACGL ARCH CAPITAL GROUP LTD Since 2026-07-07 03939A404 Equity (Preferred)
0.68%
$0.46 27,799
4 BMO BANK OF MONTREAL Since 2026-07-07 06368L5Q5 Debt
2.45%
$1.64 1,600,000
5 BMO BANK OF MONTREAL Since 2026-07-07 06368L8V1 Debt
0.30%
$0.20 200,000
6 C CITIGROUP INC Since 2026-07-07 172967PM7 Debt
3.38%
$2.26 2,200,000
7 C CITIGROUP INC Since 2026-07-07 17327CBC6 Debt
1.35%
$0.91 900,000
8 CFG CITIZENS FINANCIAL GROUP Since 2026-07-07 174610808 Equity (Preferred)
0.78%
$0.53 21,106
9 CFG CITIZENS FINANCIAL GROUP Since 2026-07-07 174610BD6 Debt
0.64%
$0.43 435,000
10 CRBG COREBRIDGE FINANCIAL INC Since 2026-07-07 21871XAU3 Debt
1.37%
$0.92 900,000
11 D DOMINION ENERGY INC Since 2026-07-07 25746UDM8 Debt
2.35%
$1.57 1,600,000
12 ENB ENBRIDGE INC Since 2026-07-07 29250NAN5 Debt
0.57%
$0.38 383,000
13 EQH EQUITABLE HOLDINGS INC Since 2026-07-07 29452E200 Equity (Preferred)
0.04%
$0.03 1,438
14 EQH EQUITABLE HOLDINGS INC Since 2026-07-07 29452E408 Equity (Preferred)
0.47%
$0.31 19,550
15 FITB FIFTH THIRD BANCORP Since 2026-07-07 316773837 Equity (Preferred)
0.14%
$0.09 3,500
16 HSBC HSBC HOLDINGS PLC Since 2026-07-07 404280EJ4 Debt
2.14%
$1.43 1,430,000
17 HSBC HSBC HOLDINGS PLC Since 2026-07-07 404280FJ3 Debt
0.30%
$0.20 200,000
18 JPM JPMORGAN CHASE & CO Since 2026-07-07 48128BAQ4 Debt
2.17%
$1.45 1,400,000
19 KEY KeyCorp Since 2026-07-07 493267702 Equity (Preferred)
1.63%
$1.09 44,172
20 KEY KEYCORP Since 2026-07-07 493267843 Equity (Preferred)
0.49%
$0.33 13,963
21 MTB M&T BANK CORPORATION Since 2026-07-07 55261F849 Equity (Preferred)
0.45%
$0.30 12,000
22 MTB M&T BANK CORPORATION Since 2026-07-07 55261F872 Equity (Preferred)
0.17%
$0.12 4,699
23 MTB M&T BANK CORPORATION Since 2026-07-07 55261FAN4 Debt
0.80%
$0.53 550,000
24 MET METLIFE INC Since 2026-07-07 59156R850 Equity (Preferred)
0.47%
$0.32 17,250
25 MS Morgan Stanley Since 2026-07-07 61761J406 Equity (Preferred)
0.62%
$0.42 17,030
26 MS Morgan Stanley Since 2026-07-07 61762V606 Equity (Preferred)
1.40%
$0.94 40,000
27 MS MORGAN STANLEY Since 2026-07-07 61762V838 Equity (Preferred)
0.45%
$0.30 12,000
28 MS MORGAN STANLEY Since 2026-07-07 61762V853 Equity (Preferred)
0.15%
$0.10 4,000
29 RY ROYAL BANK OF CANADA Since 2026-07-07 780082AR4 Debt
0.92%
$0.61 600,000
30 RY ROYAL BANK OF CANADA Since 2026-07-07 780082AT0 Debt
0.57%
$0.38 400,000
31 RY ROYAL BANK OF CANADA Since 2026-07-07 780082AV5 Debt
1.52%
$1.02 1,017,000
32 RY ROYAL BANK OF CANADA Since 2026-07-07 780082AY9 Debt
1.66%
$1.11 1,150,000
33 UBS UBS GROUP AG Since 2026-07-07 902613AD0 Debt
0.40%
$0.27 300,000
34 UBS UBS GROUP AG Since 2026-07-07 902613BF4 Debt
1.43%
$0.96 900,000
35 UBS UBS GROUP AG Since 2026-07-07 902613BR8 Debt
1.02%
$0.68 700,000
36 UBS UBS GROUP AG Since 2026-07-07 902613BS6 Debt
1.74%
$1.17 1,200,000
37 VOYA VOYA FINANCIAL INC Since 2026-07-07 929089AG5 Debt
0.90%
$0.60 578,000
38 WFC WELLS FARGO & COMPANY Since 2026-07-07 95002YAA1 Debt
1.10%
$0.73 700,000
39 WFC WELLS FARGO & COMPANY Since 2026-07-07 95002YAC7 Debt
0.31%
$0.21 200,000
40 WFC WELLS FARGO & COMPANY Since 2026-07-07 95002YAE3 Debt
0.45%
$0.30 300,000
Frequently Asked Questions — Principal Exchange-Traded Funds
What type of mutual fund is Principal Exchange-Traded Funds?
Principal Exchange-Traded Funds is a SEC-registered Equity fund, with $67M in assets under management. Equity funds invest primarily in a diversified portfolio of stocks and equities, aiming for long-term capital appreciation. They carry higher market risk than bond or money market funds but historically offer stronger long-term returns. Equity mutual funds can be further classified as large-cap, mid-cap, small-cap, growth, value, or sector-specific depending on their investment mandate. As of its latest SEC N-PORT filing, Principal Exchange-Traded Funds holds 40 portfolio positions, all detailed in the holdings table on this page.
What are Principal Exchange-Traded Funds's assets under management (AUM)?
Principal Exchange-Traded Funds has $67M in assets under management (AUM) according to its most recent SEC N-PORT filing on StockSifting. AUM represents the total market value of all securities and other assets held by the fund as of the report date. A larger AUM generally signals a more established fund with greater institutional adoption, more trading liquidity, and potentially lower per-unit operational costs due to economies of scale. AUM changes daily as market prices fluctuate and as investors purchase or redeem fund shares — the figure shown here reflects the most recently available N-PORT disclosure, not the current real-time value. For the live figure, consult the fund's official website or its latest SEC EDGAR filing.
What are Principal Exchange-Traded Funds's top holdings?
According to Principal Exchange-Traded Funds's most recent SEC N-PORT filing, the fund's largest holdings by portfolio weight include AT&T INC, AT&T INC, ARCH CAPITAL GROUP LTD , among others. The complete list of all 40 holdings — including CUSIP, asset type, portfolio weight percentage, dollar value, and share quantity — is available in the holdings table above. Holdings data is sourced directly from SEC EDGAR N-PORT filings and reflects the fund's positions as of the report date shown at the top of this page. Due to the 60-day SEC disclosure lag, these positions may differ from the fund's current portfolio. For the latest holdings before public release, refer to SEC EDGAR directly.
What is Principal Exchange-Traded Funds's expense ratio?
Expense ratio data for Principal Exchange-Traded Funds is not currently available in StockSifting's database. The expense ratio is the annual fee charged by a mutual fund as a percentage of your investment, covering management fees and operational costs. It is one of the most important factors affecting net long-term returns — lower expense ratios allow more of a fund's gross performance to flow through to investors. For the most accurate and current expense ratio, refer to the fund's official prospectus or its SEC EDGAR filings. You can also contact us if you believe this data should be present.
Where can I find Principal Exchange-Traded Funds's SEC filings?
Principal Exchange-Traded Funds is required to file monthly portfolio reports (Form N-PORT) with the U.S. Securities and Exchange Commission (SEC). Its SEC Central Index Key (CIK) is 0001572661. You can access all of Principal Exchange-Traded Funds's SEC filings — including N-PORT holdings disclosures, annual reports (Form N-CEN), and registration statements — directly on SEC EDGAR (CIK: 0001572661). N-PORT filings disclose the fund's complete portfolio holdings, fair value measurements, and certain risk metrics as of each filing period end date. StockSifting automatically parses these filings to populate the holdings table, AUM figures, and expense ratio displayed on this page, making the raw EDGAR data accessible without needing to download and parse XML files manually.
How current is Principal Exchange-Traded Funds's holdings data on StockSifting?
Holdings data for Principal Exchange-Traded Funds on StockSifting is sourced from its most recent SEC EDGAR N-PORT filing. Under SEC rules, registered investment companies must file N-PORT reports monthly, but these are made publicly available approximately 60 days after the reporting period end date. This means the holdings shown on this page reflect the fund's portfolio from roughly two months prior — not today's exact positions. The Report date displayed at the top of this page indicates exactly when the underlying data was current. If the fund has made significant portfolio changes since that date — responding to market events, earnings releases, or macro shifts — those changes will not be reflected here until the next N-PORT filing is released. For the most up-to-date holdings before the public disclosure window, refer to the fund's official website or SEC EDGAR directly. StockSifting is best used for fundamental research and historical portfolio analysis, not real-time trading decisions.