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CALDWELL & ORKIN FUNDS INC

CIK: 0000864230 Equity
Report date: 2026-03-31
AUM $83M
Expense Ratio —
Category Equity
State MD
Fiscal Year End —
Inception Date —
Manager —
Latest Filing 2026-03-31

About this Fund

CALDWELL & ORKIN FUNDS INC is a leading mutual fund company dedicated to providing a wide range of investment solutions to individual and institutional investors, leveraging its expertise in asset management to help clients achieve their long-term financial goals. With a strong focus on wealth management, the company offers a diverse portfolio of mutual funds, including equity, debt, hybrid, and money market funds, designed to cater to varying investor risk profiles and investment objectives. By utilizing a systematic investment plan, or SIP, investors can benefit from a disciplined approach to investing, reducing the impact of market volatility and timing risks. CALDWELL & ORKIN FUNDS INC's investment philosophy is centered around a rigorous research-driven process, combining both qualitative and quantitative analysis to identify attractive investment opportunities and construct well-diversified portfolios. The company's experienced team of investment professionals works closely with clients to understand their unique needs and preferences, providing personalized wealth management services and tailored investment solutions to help them navigate complex financial markets. With a commitment to transparency, accountability, and exceptional customer service, CALDWELL & ORKIN FUNDS INC has established itself as a trusted partner for investors seeking to grow their wealth over the long term. By offering a broad range of mutual fund products and investment strategies, the company enables investors to create a customized investment portfolio that aligns with their risk tolerance, investment horizon, and financial objectives. Whether investors are seeking capital appreciation, income generation, or capital preservation, CALDWELL & ORKIN FUNDS INC's comprehensive suite of mutual funds and wealth management services is designed to help them achieve their investment goals and secure their financial future. As a reputable and experienced mutual fund company, CALDWELL & ORKIN FUNDS INC has earned the trust of its clients by consistently delivering high-quality investment products and services, underpinned by a strong foundation of asset management expertise, research excellence, and a deep understanding of the financial markets. By prioritizing the needs of its investors and maintaining a steadfast commitment to investment excellence, CALDWELL & ORKIN FUNDS INC continues to be a preferred choice for those seeking a reliable and trusted partner to manage their investment portfolios and help them build lasting wealth.

Holdings

From latest SEC N-PORT filing · US-listed stocks only

56 positions
# Security Name CUSIP Asset Type Weight % Value ($M) Quantity
1 MITT Tpg Mortgage Investment Trust Inc. Since 2026-05-10 001228402 Equity (Preferred)
1.01%
 $0.84 33,208
2 AGNC Agnc Investment Corp Since 2026-05-10 00123Q104 Equity (Common)
-1.05%
 $-0.88 -76,800
3 AIG American International Group Inc. Since 2026-05-10 026874784 Equity (Common)
-1.08%
 $-0.90 -12,000
4 AMP Ameriprise Financial, Inc. Since 2026-05-10 03076C106 Equity (Common)
3.17%
 $2.64 5,000
5 AX Axos Financial Inc Since 2026-05-10 05465C100 Equity (Common)
3.21%
 $2.67 27,000
6 BYND Beyond Meat Inc Since 2026-05-10 08862E109 Equity (Common)
-0.00%
 $-0.00 -1,600
7 BWB Bridgewater Bancshares Inc. Since 2026-05-10 108621103 Equity (Common)
0.30%
 $0.25 13,107
8 BFST Business First Bancshares Inc. Since 2026-05-10 12326C105 Equity (Common)
0.35%
 $0.29 10,408
9 CBNK Capital Bancorp Inc. Since 2026-05-10 139737100 Equity (Common)
0.73%
 $0.61 19,915
10 CBNA Chain Bridge Bancorp Inc. Since 2026-05-10 15746L100 Equity (Common)
1.05%
 $0.88 24,900
11 CIM Chimera Investment Corporation Since 2026-05-10 16934Q406 Equity (Preferred)
0.41%
 $0.34 14,391
12 CIM Chimera Investment Corporation Since 2026-05-10 16934Q604 Equity (Preferred)
0.55%
 $0.46 19,717
13 C Citigroup Inc. Since 2026-05-10 172967424 Equity (Common)
-1.95%
 $-1.62 -14,000
14 CLBK Columbia Financial Inc. Since 2026-05-10 197641103 Equity (Common)
0.94%
 $0.78 48,015
15 CBK Commercial Bancgroup Inc. Since 2026-05-10 20112C106 Equity (Common)
0.92%
 $0.77 29,200
16 COMP Compass Inc. Since 2026-05-10 20464U100 Equity (Common)
4.48%
 $3.73 298,047
17 CUBI Customers Bancorp, Inc. Since 2026-05-10 23204G100 Equity (Common)
3.13%
 $2.61 33,000
18 META Meta Platforms Inc Since 2026-05-10 30303M102 Equity (Common)
1.72%
 $1.43 2,000
19 FBIZ First Business Financial Services Inc. Since 2026-05-10 319390100 Equity (Common)
0.52%
 $0.43 7,500
20 FFBC First Financial Bancorp. Since 2026-05-10 320209109 Equity (Common)
1.83%
 $1.52 53,000
21 FFIN First Financial Bankshares Inc Since 2026-05-10 32020R109 Equity (Common)
-0.66%
 $-0.55 -17,250
22 FHN First Horizon Corporation Since 2026-05-10 320517105 Equity (Common)
-0.41%
 $-0.34 -13,900
23 INBK First Internet Bancorp. Since 2026-05-10 320557101 Equity (Common)
0.40%
 $0.33 15,200
24 FISV Fiserv Inc. Since 2026-05-10 337738108 Equity (Common)
2.60%
 $2.17 34,000
25 GNW Genworth Financial Inc. Since 2026-05-10 37247D106 Equity (Common)
1.60%
 $1.33 160,000
26 GPN Global Payments Inc Since 2026-05-10 37940X102 Equity (Common)
2.70%
 $2.25 31,400
27 HIPO Hippo Holdings Inc Since 2026-05-10 433539202 Equity (Common)
0.63%
 $0.53 17,700
28 IBKR Interactive Brokers Group Inc Since 2026-05-10 45841N107 Equity (Common)
3.67%
 $3.06 40,800
29 JXN Jackson Financial Inc Since 2026-05-10 46817M107 Equity (Common)
2.43%
 $2.02 17,000
30 KEY KeyCorp Since 2026-05-10 493267108 Equity (Common)
-0.83%
 $-0.69 -32,000
31 KINS Kingstone Companies Inc Since 2026-05-10 496719105 Equity (Common)
0.87%
 $0.73 47,000
32 CASH Pathward Financial Inc Since 2026-05-10 59100U108 Equity (Common)
0.91%
 $0.76 8,369
33 MSBI Midland States Bancorp Inc. Since 2026-05-10 597742105 Equity (Common)
-0.74%
 $-0.61 -26,841
34 NMIH NMI Holdings Inc Since 2026-05-10 629209305 Equity (Common)
-0.90%
 $-0.75 -19,291
35 NAVI Navient Corporation Since 2026-05-10 63938C108 Equity (Common)
0.82%
 $0.69 70,000
36 FLG Flagstar Bank National Association Since 2026-05-10 649445400 Equity (Common)
-0.42%
 $-0.35 -26,700
37 NWBI Northwest Bancshares Inc Since 2026-05-10 667340103 Equity (Common)
-0.14%
 $-0.12 -9,142
38 OFG OFG Bancorp Since 2026-05-10 67103X102 Equity (Common)
2.34%
 $1.95 48,283
39 PRI Primerica, Inc. Since 2026-05-10 74164M108 Equity (Common)
1.99%
 $1.66 6,300
40 HOOD Robinhood Markets Inc Since 2026-05-10 770700102 Equity (Common)
1.76%
 $1.46 14,700
41 SITE Siteone Landscape Supply Inc Since 2026-05-10 82982L103 Equity (Common)
-0.60%
 $-0.50 -3,500
42 XYZ Block Inc Since 2026-05-10 852234103 Equity (Common)
0.96%
 $0.80 13,200
43 SYF Synchrony Financial Since 2026-05-10 87165B103 Equity (Common)
1.10%
 $0.92 12,600
44 TCBI Texas Capital Bancshares, Inc. Since 2026-05-10 88224Q107 Equity (Common)
-0.44%
 $-0.36 -3,600
45 USB U.S. Bancorp. Since 2026-05-10 902973304 Equity (Common)
-1.37%
 $-1.14 -20,300
46 UNTY Unity Bancorp Inc Since 2026-05-10 913290102 Equity (Common)
0.33%
 $0.27 5,051
47 VTRS Viatris Inc Since 2026-05-10 92556V106 Equity (Common)
0.41%
 $0.34 26,000
48 V Visa Inc Since 2026-05-10 92826C839 Equity (Common)
0.73%
 $0.61 1,900
49 VRTS Virtus Investment Partners Inc. Since 2026-05-10 92828Q109 Equity (Common)
1.61%
 $1.34 8,200
50 VOYA Voya Financial Inc Since 2026-05-10 929089100 Equity (Common)
1.93%
 $1.61 21,000
51 WMT Walmart Inc Since 2026-05-10 931142103 Equity (Common)
-0.43%
 $-0.36 -3,000
52 WSBC Wesbanco Inc Since 2026-05-10 950810101 Equity (Common)
0.97%
 $0.81 23,000
53 WEX WEX Inc Since 2026-05-10 96208T104 Equity (Common)
1.85%
 $1.54 10,000
54 WT WisdomTree, Inc. Since 2026-05-10 97717P104 Equity (Common)
0.09%
 $0.08 4,816
55 ESNT Essent Group Ltd. Since 2026-05-10 G3198U102 Equity (Common)
-0.68%
 $-0.57 -9,000
56 UBS UBS Group AG Since 2026-05-10 H42097107 Equity (Common)
2.60%
 $2.17 46,000
Frequently Asked Questions — CALDWELL & ORKIN FUNDS INC
What type of mutual fund is CALDWELL & ORKIN FUNDS INC?
CALDWELL & ORKIN FUNDS INC is a SEC-registered Equity fund, with $83M in assets under management. Equity funds invest primarily in a diversified portfolio of stocks and equities, aiming for long-term capital appreciation. They carry higher market risk than bond or money market funds but historically offer stronger long-term returns. Equity mutual funds can be further classified as large-cap, mid-cap, small-cap, growth, value, or sector-specific depending on their investment mandate. As of its latest SEC N-PORT filing, CALDWELL & ORKIN FUNDS INC holds 56 portfolio positions, all detailed in the holdings table on this page.
What are CALDWELL & ORKIN FUNDS INC's assets under management (AUM)?
CALDWELL & ORKIN FUNDS INC has $83M in assets under management (AUM) according to its most recent SEC N-PORT filing on StockSifting. AUM represents the total market value of all securities and other assets held by the fund as of the report date. A larger AUM generally signals a more established fund with greater institutional adoption, more trading liquidity, and potentially lower per-unit operational costs due to economies of scale. AUM changes daily as market prices fluctuate and as investors purchase or redeem fund shares — the figure shown here reflects the most recently available N-PORT disclosure, not the current real-time value. For the live figure, consult the fund's official website or its latest SEC EDGAR filing.
What are CALDWELL & ORKIN FUNDS INC's top holdings?
According to CALDWELL & ORKIN FUNDS INC's most recent SEC N-PORT filing, the fund's largest holdings by portfolio weight include Tpg Mortgage Investment Trust Inc., Agnc Investment Corp, American International Group Inc. , among others. The complete list of all 56 holdings — including CUSIP, asset type, portfolio weight percentage, dollar value, and share quantity — is available in the holdings table above. Holdings data is sourced directly from SEC EDGAR N-PORT filings and reflects the fund's positions as of the report date shown at the top of this page. Due to the 60-day SEC disclosure lag, these positions may differ from the fund's current portfolio. For the latest holdings before public release, refer to SEC EDGAR directly.
What is CALDWELL & ORKIN FUNDS INC's expense ratio?
Expense ratio data for CALDWELL & ORKIN FUNDS INC is not currently available in StockSifting's database. The expense ratio is the annual fee charged by a mutual fund as a percentage of your investment, covering management fees and operational costs. It is one of the most important factors affecting net long-term returns — lower expense ratios allow more of a fund's gross performance to flow through to investors. For the most accurate and current expense ratio, refer to the fund's official prospectus or its SEC EDGAR filings. You can also contact us if you believe this data should be present.
Where can I find CALDWELL & ORKIN FUNDS INC's SEC filings?
CALDWELL & ORKIN FUNDS INC is required to file monthly portfolio reports (Form N-PORT) with the U.S. Securities and Exchange Commission (SEC). Its SEC Central Index Key (CIK) is 0000864230. You can access all of CALDWELL & ORKIN FUNDS INC's SEC filings — including N-PORT holdings disclosures, annual reports (Form N-CEN), and registration statements — directly on SEC EDGAR (CIK: 0000864230). N-PORT filings disclose the fund's complete portfolio holdings, fair value measurements, and certain risk metrics as of each filing period end date. StockSifting automatically parses these filings to populate the holdings table, AUM figures, and expense ratio displayed on this page, making the raw EDGAR data accessible without needing to download and parse XML files manually.
How current is CALDWELL & ORKIN FUNDS INC's holdings data on StockSifting?
Holdings data for CALDWELL & ORKIN FUNDS INC on StockSifting is sourced from its most recent SEC EDGAR N-PORT filing. Under SEC rules, registered investment companies must file N-PORT reports monthly, but these are made publicly available approximately 60 days after the reporting period end date. This means the holdings shown on this page reflect the fund's portfolio from roughly two months prior — not today's exact positions. The Report date displayed at the top of this page indicates exactly when the underlying data was current. If the fund has made significant portfolio changes since that date — responding to market events, earnings releases, or macro shifts — those changes will not be reflected here until the next N-PORT filing is released. For the most up-to-date holdings before the public disclosure window, refer to the fund's official website or SEC EDGAR directly. StockSifting is best used for fundamental research and historical portfolio analysis, not real-time trading decisions.