Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
CIK: 0000882071
PFO
Fixed Income
About this Fund
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC is a renowned mutual fund company specializing in asset management and investment solutions, dedicated to providing a diverse range of portfolio options to discerning investors seeking consistent income and long-term growth. With a strong focus on wealth management, the company offers a suite of mutual funds that cater to various investment objectives and risk tolerance levels, including equity, debt, and hybrid funds, each carefully crafted to meet the unique needs of its clientele. By leveraging the expertise of its seasoned investment professionals, Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC employs a rigorous research-driven approach to identify attractive investment opportunities, with a particular emphasis on preferred and income-generating securities that can help investors build a steady stream of income and navigate complex market conditions. The company's investor-centric approach is built around a deep understanding of its clients' goals and aspirations, providing personalized support and guidance to help them achieve their financial objectives, whether through systematic investment plans (SIP) or other tailored wealth management strategies. Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC's key strengths lie in its ability to balance risk and return, fostering a culture of transparency, accountability, and fiduciary responsibility that has earned the trust of investors seeking a reliable partner to manage their assets and secure their financial future. As a trusted name in the mutual fund industry, the company has established a reputation for its unwavering commitment to excellence, stability, and performance, making it an attractive choice for investors seeking a comprehensive range of investment solutions, from income-focused funds to more aggressive growth-oriented portfolios, all designed to help them achieve their long-term financial goals and aspirations. By combining a disciplined investment approach with a passion for delivering exceptional client service, Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC has become a preferred destination for investors seeking a trusted ally to navigate the complexities of the financial markets and unlock the full potential of their investment portfolios.
Holdings
From latest SEC N-PORT filing · US-listed stocks only
| # | Security Name | CUSIP | Asset Type | Weight % | Value ($M) | Quantity |
|---|---|---|---|---|---|---|
| 1 | MET MetLife Inc. Since 2026-05-10 | 59156RBS6 | Debt |
2.96%
|
$4.01 | 3,350,000 |
| 2 | KREF KKR Real Estate Finance Trust Inc. Since 2026-05-10 | 48251K209 | Equity (Preferred) |
0.79%
|
$1.07 | 61,284 |
| 3 | SRE Sempra Since 2026-05-10 | 816851BM0 | Debt |
0.69%
|
$0.94 | 950,000 |
| 4 | CNP Centerpoint Energy Inc Since 2026-05-10 | 15189TBJ5 | Debt |
0.51%
|
$0.69 | 650,000 |
| 5 | C Citigroup Inc. Since 2026-05-10 | 172967242 | Equity (Preferred) |
0.32%
|
$0.44 | 17,200 |
| 6 | TXNM TXNM Energy Inc. Since 2026-05-10 | 69349HAJ6 | Debt |
0.34%
|
$0.46 | 455,000 |
| 7 | RNR Renaissancere Holdings Ltd. Since 2026-05-10 | — | Equity (Preferred) |
0.27%
|
$0.37 | 23,000 |
| 8 | WTFC Wintrust Financial Corporation Since 2026-05-10 | 97650W702 | Equity (Preferred) |
0.45%
|
$0.60 | 22,640 |
| 9 | NWN Northwest Natural Holding Company Since 2026-05-10 | 66765NAA3 | Debt |
0.40%
|
$0.54 | 520,000 |
| 10 | HSBC HSBC Holdings PLC Since 2026-05-10 | 404280BL2 | Debt |
0.24%
|
$0.33 | 325,000 |
| 11 | EIX Edison International Since 2026-05-10 | 281020AT4 | Debt |
0.91%
|
$1.23 | 1,245,000 |
| 12 | EIX Edison International Since 2026-05-10 | 281020AS6 | Debt |
0.29%
|
$0.39 | 385,000 |
| 13 | ENB Enbridge Inc. Since 2026-05-10 | 29250NAN5 | Debt |
0.77%
|
$1.04 | 1,030,000 |
| 14 | EVRG Evergy Inc Since 2026-05-10 | 30034WAE6 | Debt |
0.43%
|
$0.58 | 560,000 |
| 15 | UBS UBS Group AG Since 2026-05-10 | 902613AD0 | Debt |
0.32%
|
$0.43 | 475,000 |
| 16 | C Citigroup Inc. Since 2026-05-10 | 172967NB3 | Debt |
0.22%
|
$0.30 | 300,000 |
| 17 | C Citigroup Inc. Since 2026-05-10 | 17327CBC6 | Debt |
0.41%
|
$0.56 | 545,000 |
| 18 | HBAN Huntington Bancshares Incorporated Since 2026-05-10 | 446150AV6 | Debt |
0.21%
|
$0.28 | 280,000 |
| 19 | SYF Synchrony Financial Since 2026-05-10 | 87165B400 | Equity (Preferred) |
0.84%
|
$1.13 | 43,400 |
| 20 | FG F&G Annuities & Life Inc. Since 2026-05-10 | 30190A609 | Equity (Preferred) |
0.26%
|
$0.36 | 16,200 |
| 21 | HSBC HSBC Holdings PLC Since 2026-05-10 | 404280EJ4 | Debt |
0.36%
|
$0.49 | 465,000 |
| 22 | NI NiSource Inc. Since 2026-05-10 | 65473PAT2 | Debt |
0.21%
|
$0.29 | 275,000 |
| 23 | ALLY Ally Financial Inc. Since 2026-05-10 | 02005NBN9 | Debt |
0.45%
|
$0.61 | 650,000 |
| 24 | XEL Xcel Energy Inc Since 2026-05-10 | 98389B878 | Equity (Preferred) |
0.40%
|
$0.54 | 21,600 |
| 25 | FHN First Horizon Corporation Since 2026-05-10 | 320517402 | Equity (Preferred) |
0.27%
|
$0.36 | 14,500 |
| 26 | PNFP PINNACLE FINANCIAL PARTNERS INC Since 2026-05-10 | 72348N307 | Equity (Preferred) |
1.63%
|
$2.20 | 84,266 |
| 27 | NLY Annaly Capital Management, Inc. Since 2026-05-10 | 035710870 | Equity (Preferred) |
0.06%
|
$0.08 | 3,110 |
| 28 | RF Regions Financial Corporation Since 2026-05-10 | 7591EP704 | Equity (Preferred) |
2.03%
|
$2.75 | 111,980 |
| 29 | UBS UBS Group AG Since 2026-05-10 | 902613BW7 | Debt |
0.39%
|
$0.53 | 530,000 |
| 30 | WAFD WaFd Inc Since 2026-05-10 | 938824307 | Equity (Preferred) |
0.21%
|
$0.28 | 17,000 |
| 31 | AIZ Assurant Inc. Since 2026-05-10 | 04621X306 | Equity (Preferred) |
0.20%
|
$0.27 | 12,894 |
| 32 | FITB Fifth Third Bancorp Since 2026-05-10 | 316773837 | Equity (Preferred) |
1.99%
|
$2.69 | 104,660 |
| 33 | WSBC Wesbanco Inc Since 2026-05-10 | 950810887 | Equity (Preferred) |
0.94%
|
$1.27 | 49,275 |
| 34 | TRTX TPG RE Finance Trust Inc. Since 2026-05-10 | 87266M206 | Equity (Preferred) |
0.29%
|
$0.39 | 20,500 |
| 35 | CFG Citizens Financial Group Inc Since 2026-05-10 | 174610AQ8 | Debt |
1.19%
|
$1.61 | 1,600,000 |
| 36 | RZB Reinsurance Group of America, Incorporated Since 2026-05-10 | 759351AT6 | Debt |
0.16%
|
$0.21 | 205,000 |
| 37 | MTB M&T Bank Corporation Since 2026-05-10 | 55261FAN4 | Debt |
0.37%
|
$0.49 | 500,000 |
| 38 | AXS AXIS Capital Holdings Limited Since 2026-05-10 | 05461T305 | Equity (Preferred) |
0.24%
|
$0.33 | 15,962 |
| 39 | ALLY Ally Financial Inc. Since 2026-05-10 | 02005NBM1 | Debt |
0.71%
|
$0.96 | 960,000 |
| 40 | HBAN Huntington Bancshares Incorporated Since 2026-05-10 | 446150AT1 | Debt |
0.21%
|
$0.29 | 280,000 |
| 41 | SRE Sempra Since 2026-05-10 | 816851BT5 | Debt |
0.41%
|
$0.56 | 545,000 |
| 42 | FULT Fulton Financial Corporation Since 2026-05-10 | 360271308 | Equity (Preferred) |
0.11%
|
$0.15 | 7,700 |
| 43 | C Citigroup Inc. Since 2026-05-10 | 172967PM7 | Debt |
0.63%
|
$0.85 | 810,000 |
| 44 | FITB Fifth Third Bancorp Since 2026-05-10 | 316773605 | Equity (Preferred) |
2.65%
|
$3.58 | 139,104 |
| 45 | UBS UBS Group AG Since 2026-05-10 | 902613BE7 | Debt |
0.17%
|
$0.23 | 200,000 |
| 46 | CFG Citizens Financial Group Inc Since 2026-05-10 | 174610600 | Equity (Preferred) |
0.48%
|
$0.65 | 24,600 |
| 47 | HBAN Huntington Bancshares Incorporated Since 2026-05-10 | 446150BG8 | Debt |
0.20%
|
$0.27 | 270,000 |
| 48 | CRBG Corebridge Financial Inc. Since 2026-05-10 | 21871XAT6 | Debt |
0.40%
|
$0.55 | 545,000 |
| 49 | VST Vistra Corp Since 2026-05-10 | 92840MAC6 | Debt |
0.10%
|
$0.13 | 130,000 |
| 50 | SRE Sempra Since 2026-05-10 | 816851BS7 | Debt |
0.42%
|
$0.57 | 550,000 |
| 51 | D Dominion Energy Inc Since 2026-05-10 | 25746UDM8 | Debt |
0.38%
|
$0.51 | 515,000 |
| 52 | ABR Arbor Realty Trust, Inc. Since 2026-05-10 | 038923850 | Equity (Preferred) |
0.86%
|
$1.16 | 53,931 |
| 53 | BMO Bank of Montreal Since 2026-05-10 | 06368L5Q5 | Debt |
0.26%
|
$0.35 | 330,000 |
| 54 | CM Canadian Imperial Bank of Commerce Since 2026-05-10 | 13607PNF7 | Debt |
0.36%
|
$0.48 | 465,000 |
| 55 | RCI Rogers Communications Inc. Since 2026-05-10 | 775109DH1 | Debt |
0.38%
|
$0.51 | 480,000 |
| 56 | MET MetLife Inc. Since 2026-05-10 | 59156RAV0 | Debt |
2.32%
|
$3.14 | 2,370,000 |
| 57 | C Citigroup Inc. Since 2026-05-10 | 172967PK1 | Debt |
0.66%
|
$0.89 | 860,000 |
| 58 | ETR Entergy Corporation Since 2026-05-10 | 29364GAS2 | Debt |
0.33%
|
$0.45 | 445,000 |
| 59 | EQH Equitable Holdings Inc Since 2026-05-10 | 29452EAD3 | Debt |
0.33%
|
$0.45 | 430,000 |
| 60 | ACGL Arch Capital Group Ltd. Since 2026-05-10 | 03939A107 | Equity (Preferred) |
0.15%
|
$0.21 | 9,900 |
| 61 | CFG Citizens Financial Group Inc Since 2026-05-10 | 174610808 | Equity (Preferred) |
0.43%
|
$0.59 | 23,000 |
| 62 | KEY KeyCorp Since 2026-05-10 | 493267702 | Equity (Preferred) |
1.30%
|
$1.75 | 69,411 |
| 63 | MTB M&T Bank Corporation Since 2026-05-10 | 55261F849 | Equity (Preferred) |
0.37%
|
$0.49 | 19,600 |
| 64 | C Citigroup Inc. Since 2026-05-10 | 172967QJ3 | Debt |
0.41%
|
$0.56 | 540,000 |
| 65 | MTB M&T Bank Corporation Since 2026-05-10 | 55261F872 | Equity (Preferred) |
0.31%
|
$0.42 | 16,600 |
| 66 | NI NiSource Inc. Since 2026-05-10 | 65473PAR6 | Debt |
0.39%
|
$0.52 | 500,000 |
| 67 | AXP American Express Company Since 2026-05-10 | 025816CH0 | Debt |
0.40%
|
$0.55 | 550,000 |
| 68 | JPM JPMorgan Chase & Co. Since 2026-05-10 | 48128BAQ4 | Debt |
0.79%
|
$1.06 | 1,000,000 |
| 69 | CMS CMS Energy Corporation Since 2026-05-10 | 125896BY5 | Debt |
0.25%
|
$0.34 | 320,000 |
| 70 | FLG Flagstar Bank National Association Since 2026-05-10 | 649445202 | Equity (Preferred) |
2.80%
|
$3.79 | 166,600 |
| 71 | TCBI Texas Capital Bancshares, Inc. Since 2026-05-10 | 88224Q305 | Equity (Preferred) |
0.42%
|
$0.57 | 25,300 |
| 72 | RZB Reinsurance Group of America, Incorporated Since 2026-05-10 | 759351885 | Equity (Preferred) |
0.70%
|
$0.95 | 37,160 |
| 73 | HSBC HSBC Holdings PLC Since 2026-05-10 | 404280FA2 | Debt |
0.34%
|
$0.46 | 440,000 |
| 74 | ENB Enbridge Inc. Since 2026-05-10 | 29250NBT1 | Debt |
0.58%
|
$0.79 | 680,000 |
| 75 | BMO Bank of Montreal Since 2026-05-10 | 06368LQ58 | Debt |
0.51%
|
$0.68 | 645,000 |
| 76 | UVE Universal Insurance Holdings Inc Since 2026-05-10 | 91359VAC1 | Debt |
0.25%
|
$0.34 | 340,000 |
| 77 | UBS UBS Group AG Since 2026-05-10 | 902613AJ7 | Debt |
0.43%
|
$0.58 | 580,000 |
| 78 | AIG American International Group Inc. Since 2026-05-10 | 026874BS5 | Debt |
1.24%
|
$1.68 | 1,500,000 |
| 79 | ABR Arbor Realty Trust, Inc. Since 2026-05-10 | 038923876 | Equity (Preferred) |
0.07%
|
$0.09 | 5,189 |
| 80 | ENB Enbridge Inc. Since 2026-05-10 | 29250NCG8 | Debt |
1.13%
|
$1.52 | 1,425,000 |
| 81 | CM Canadian Imperial Bank of Commerce Since 2026-05-10 | 13607P7Y4 | Debt |
0.42%
|
$0.57 | 550,000 |
| 82 | ETR Entergy Corporation Since 2026-05-10 | 29364GAQ6 | Debt |
0.71%
|
$0.96 | 920,000 |
| 83 | JXN Jackson Financial Inc Since 2026-05-10 | 46817M206 | Equity (Preferred) |
0.21%
|
$0.28 | 10,800 |
| 84 | D Dominion Energy Inc Since 2026-05-10 | 25746UDU0 | Debt |
0.91%
|
$1.23 | 1,125,000 |
| 85 | C Citigroup Inc. Since 2026-05-10 | 172967PE5 | Debt |
0.96%
|
$1.30 | 1,225,000 |
| 86 | D Dominion Energy Inc Since 2026-05-10 | 25746UDV8 | Debt |
0.56%
|
$0.76 | 730,000 |
| 87 | KEY KeyCorp Since 2026-05-10 | 493267843 | Equity (Preferred) |
1.09%
|
$1.47 | 57,300 |
| 88 | PRU Prudential Financial, Inc. Since 2026-05-10 | 744320BL5 | Debt |
0.22%
|
$0.29 | 275,000 |
| 89 | KEY KeyCorp Since 2026-05-10 | 493267AK4 | Debt |
0.14%
|
$0.19 | 190,000 |
| 90 | C Citigroup Inc. Since 2026-05-10 | 172967PR6 | Debt |
0.41%
|
$0.55 | 540,000 |
| 91 | HBAN Huntington Bancshares Incorporated Since 2026-05-10 | 446150757 | Equity (Preferred) |
0.30%
|
$0.41 | 18,800 |
| 92 | CRBG Corebridge Financial Inc. Since 2026-05-10 | 21871XAU3 | Debt |
0.29%
|
$0.39 | 380,000 |
| 93 | HSBC HSBC Holdings PLC Since 2026-05-10 | 404280BP3 | Debt |
2.59%
|
$3.51 | 3,430,000 |
| 94 | RF Regions Financial Corporation Since 2026-05-10 | 7591EP860 | Equity (Preferred) |
0.75%
|
$1.01 | 39,000 |
| 95 | RZB Reinsurance Group of America, Incorporated Since 2026-05-10 | 759351AV1 | Debt |
0.22%
|
$0.29 | 295,000 |
| 96 | SYF Synchrony Financial Since 2026-05-10 | 87165B202 | Equity (Preferred) |
0.57%
|
$0.77 | 39,000 |
| 97 | C Citigroup Inc. Since 2026-05-10 | 17327CAV5 | Debt |
0.41%
|
$0.56 | 540,000 |
| 98 | ES Eversource Energy Since 2026-05-10 | 30040WBD9 | Debt |
0.19%
|
$0.25 | 250,000 |
| 99 | ADAM Adamas Trust Inc. Since 2026-05-10 | 649604865 | Equity (Preferred) |
0.37%
|
$0.50 | 21,000 |
| 100 | HBAN Huntington Bancshares Incorporated Since 2026-05-10 | 446150773 | Equity (Preferred) |
0.57%
|
$0.77 | 29,880 |
| 101 | C Citigroup Inc. Since 2026-05-10 | 172967PC9 | Debt |
0.93%
|
$1.25 | 1,200,000 |
| 102 | SR Spire Inc Since 2026-05-10 | 84857LAE1 | Debt |
0.34%
|
$0.47 | 455,000 |
| 103 | APO Apollo Global Management Inc Since 2026-05-10 | 03769M205 | Equity (Preferred) |
0.47%
|
$0.63 | 24,680 |
| 104 | VOYA Voya Financial Inc Since 2026-05-10 | 929089209 | Equity (Preferred) |
0.41%
|
$0.55 | 23,000 |
Frequently Asked Questions — Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC
What type of mutual fund is Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC?
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC is a SEC-registered Fixed Income fund, with $135M in assets under management.
Fixed Income funds invest in bonds, government securities, and other debt instruments, seeking regular income and capital preservation. They are generally considered lower risk than equity funds but are sensitive to changes in interest rates — when rates rise, bond prices typically fall. Fixed income funds are commonly used by income-oriented investors or as a portfolio stabiliser alongside equities.
As of its latest SEC N-PORT filing, Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC holds 104 portfolio positions, all detailed in the holdings table on this page.
What are Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC's assets under management (AUM)?
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC has $135M in assets under management (AUM) according to its most recent SEC N-PORT filing on StockSifting.
AUM represents the total market value of all securities and other assets held by the fund as of the report date. A larger AUM generally signals a more established fund with greater institutional adoption, more trading liquidity, and potentially lower per-unit operational costs due to economies of scale.
AUM changes daily as market prices fluctuate and as investors purchase or redeem fund shares — the figure shown here reflects the most recently available N-PORT disclosure, not the current real-time value. For the live figure, consult the fund's official website or its latest SEC EDGAR filing.
What are Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC's top holdings?
According to Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC's most recent SEC N-PORT filing, the fund's largest holdings by portfolio weight include
MetLife Inc.,
KKR Real Estate Finance Trust Inc.,
Sempra
, among others.
The complete list of all 104 holdings — including CUSIP, asset type, portfolio weight percentage, dollar value, and share quantity — is available in the holdings table above.
Holdings data is sourced directly from SEC EDGAR N-PORT filings and reflects the fund's positions as of the report date shown at the top of this page. Due to the 60-day SEC disclosure lag, these positions may differ from the fund's current portfolio. For the latest holdings before public release, refer to SEC EDGAR directly.
What is Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC's expense ratio?
Expense ratio data for Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC is not currently available in StockSifting's database.
The expense ratio is the annual fee charged by a mutual fund as a percentage of your investment, covering management fees and operational costs. It is one of the most important factors affecting net long-term returns — lower expense ratios allow more of a fund's gross performance to flow through to investors.
For the most accurate and current expense ratio, refer to the fund's official prospectus or its SEC EDGAR filings. You can also contact us if you believe this data should be present.
Where can I find Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC's SEC filings?
Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC is required to file monthly portfolio reports (Form N-PORT) with the U.S. Securities and Exchange Commission (SEC). Its SEC Central Index Key (CIK) is 0000882071.
You can access all of Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC's SEC filings — including N-PORT holdings disclosures, annual reports (Form N-CEN), and registration statements — directly on
SEC EDGAR (CIK: 0000882071).
N-PORT filings disclose the fund's complete portfolio holdings, fair value measurements, and certain risk metrics as of each filing period end date. StockSifting automatically parses these filings to populate the holdings table, AUM figures, and expense ratio displayed on this page, making the raw EDGAR data accessible without needing to download and parse XML files manually.
How current is Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC's holdings data on StockSifting?
Holdings data for Flaherty & Crumrine PREFERRED & INCOME OPPORTUNITY FUND INC on StockSifting is sourced from its most recent SEC EDGAR N-PORT filing.
Under SEC rules, registered investment companies must file N-PORT reports monthly, but these are made publicly available approximately 60 days after the reporting period end date. This means the holdings shown on this page reflect the fund's portfolio from roughly two months prior — not today's exact positions.
The Report date displayed at the top of this page indicates exactly when the underlying data was current. If the fund has made significant portfolio changes since that date — responding to market events, earnings releases, or macro shifts — those changes will not be reflected here until the next N-PORT filing is released.
For the most up-to-date holdings before the public disclosure window, refer to the fund's official website or SEC EDGAR directly. StockSifting is best used for fundamental research and historical portfolio analysis, not real-time trading decisions.